By signing and submitting this Claim Form, the claimant(s) or the person(s) acting on behalf of the claimant(s) certify(ies) that: I (We) submit this Claim Form under the terms of the Stipulation described in the Notice. I (We) also submit to the jurisdiction of the United States District Court for the Northern District of California (the "Court") with respect to my (our) claim as a Class Member(s) and for purposes of enforcing the releases set forth herein. I (We) further acknowledge that I (we) will be bound by the terms of any judgment entered in connection with the Settlement in the Action, including the releases set forth therein. I (We) agree to provide additional information to the Claims Administrator to support this claim, such as additional documentation for transactions in eligible SunPower common stock and/or other SunPower securities, if required to do so. I (We) have not submitted any other claim covering the same transactions in SunPower common stock and other SunPower securities during the Class Period and know of no other person having done so on my (our) behalf.
SunPower Securities Settlement
c/o Claims Administrator
1650 Arch Street, Suite 2210
Philadelphia, PA 19103
Toll-free: (888) 771-4249
info@SunPowerSecuritiesSettlement.com
Electronic claim submission is available to Banks, Brokers, and other Institutions or claim preparers filing on behalf of themselves or others that purchased or otherwise acquired SunPower common stock, purchased or otherwise acquired SunPower Call Options, and SunPower Put Options written between May 3, 2023, to July 19, 2024, inclusive (Class Period).
Important
⚠ Click here to access the Electronic Claim Portal
Download and complete the Beneficial Owner template and Transaction templates for Common Stock and Options as directed in the Electronic Claim Filing Instructions.
To recover as a member of the Settlement Class based on your claims in the action entitled In re SunPower Corporation Securities Litigation, Case No. 3:23-cv-05544 (the “Action”), you must complete Parts II thru VI below, and in Part VII, sign this Claim submission. Submission of this Claim, however, does not assure that you will share in the proceeds of settlement in the Action.
It is important that you read the Notice, including the Plan of Allocation of the Net Settlement Fund set forth in the Notice. The Notice describes the proposed Settlement, how Settlement Class Members are affected by the Settlement, and the manner in which the Net Settlement Fund will be distributed if the Settlement and Plan of Allocation are approved by the Court.
The Notice also contains the definitions of many of the defined terms (which are indicated by initial capital letters) used in this Claim submission. By signing and submitting this Claim, you will be certifying that you have read the Notice, including the terms of the releases described in the Notice and provided for in the Settlement.
Please provide all required contact information for the Entity filing this Claim.
Only one Claim Form is required on behalf of all Claims provided in the electronic data files. (One Claim Form must be submitted with each new set of data files submitted.)
This Claim must be submitted and signed by an individual authorized to do so by all Beneficial Owners listed in the Beneficial Owner Information file. (Authority to complete and sign a Claim Form cannot be established by a stockbroker demonstrating only that it has discretionary authority to trade securities in another person or entity's accounts.) The Social Security or Taxpayer Identification number of the Beneficial Owner will be used in verifying the claim. Failure to provide the foregoing information will delay verification of the claim or result in rejection of the claim.
By submitting a signed Claim Form, you will be swearing that you are expressly authorized to act on behalf of the owner thereof.
Please read the Electronic Claim Filing Instructions found here.
Data files must be uploaded as CSV ONLY. Any file not in accordance with the required electronic filing format will be subject to rejection.
Data files must be uploaded as CSV ONLY. Any file not in accordance with the required electronic filing format will be subject to rejection.
Use Part III – "Upload Beneficial Owner Information" to upload the CSV file created using the Beneficial Owner Information template, available to download here.
Please provide the total number of distinct accounts where requested.
Use Part IV – “Upload Transaction Information for Common Stock” to upload the CSV file created using the Transaction template for Common Stock, available to download here.
Please provide the total number of transactions where requested.
Use Part V – "Upload Transaction Information for Options" to upload the CSV file created using the Transaction template for Options, available to download here.
Please provide the total number of transactions where requested.
No electronic files will be considered to have been properly submitted unless the Claims Administrator issues an email indicating receipt and acceptance of electronically submitted data. Do not assume that your file has been received until you receive this email. If you do not receive such an email within 10 days of your submission, you should contact the Claims Administrator at info@SunPowerSecuritiesSettlement.com to inquire about your file and confirm it was received. Please include the case name and "Electronic Claim Issue" in the subject line.